Nigel Daisy - Head of Compliance
Nigel has worked in Financial Services for over 30 years with the last 17 years in a compliance management role for a range of financial services firms, including Asset Management, Product Providers and Independent Financial Advisers. Nigel joined Thesis in September 2013 and was appointed Group Compliance Officer in 2015 and MLRO in 2019.
Debbie Kennedy - Tutman Compliance Manager
Debbie joined the Tutman Compliance Team in December 2021. Debbie has over 20 years’ experience working in Compliance for various financial companies. These include Northern Trust, HSBC Depositary and Trustee Services and Phoenix Fund Services. Her responsibilities include performing due diligence of new appointments for potential Investment Managers and Distributors, and oversight of ongoing delegate due diligence which also includes functions for Transfer Agents, Depositary and Fund Accounting to ensure they adhere to all regulatory requirements set by the FCA and other regulatory bodies. Prior to joining Tutman Debbie was a Compliance Monitoring Manager with HCL Insurance BPO Services.
Miranda Chapple - Head of Legal
Miranda joined Thesis in 2013 and advises Tutman on third party agreements and fund documentation. Miranda trained at Lovell White Durrant (now Hogan Lovells), qualifying in 1995. She spent six months on secondment at 3i PLC, followed by five years’ experience as a corporate assistant. She then moved to the Corporate/Commercial department of Thomas Eggar LLP, where she became a partner in 2004.
Joanna Rawnsley - Legal Assistant
Joanna joined Thesis in 2014 and provides support to the legal function for the Thesis group. She has oversight of prospectus annual reviews, liaises with external lawyers and depositaries on fund activity/project changes, administers projects dealing with regulatory changes and maintains legal records.
Moustafa Maguid - Tutman Compliance Analyst
Staf joined Tutman in the autumn of 2020. He works closely with Tutman’s appointed parties on the breach management process. Staf has 17 years of financial services experience and holds the Investment Operations Certificate. Staf is also an Associate of CISI.