Nigel Daisy - Head of Compliance and Risk
Nigel has been employed in financial services for over 25 years with the last 13 years in compliance management roles for a range of financial services firms, including Asset Management, Product Providers and Independent Financial Advisers. Nigel has worked for the Thesis Group since September 2013.
Ben Wythe - Senior Compliance Manager and MLRO
Ben entered the financial services industry in 2001 with Skandia, working in operations and compliance roles. He joined Bestinvest in 2011, working in the group compliance team covering monitoring, financial crime prevention and regulatory implementation. Ben moved to Thesis in early 2014.
Susie Alderton - Compliance and Governance Oversight Manager
Susie has over 6 years’ experience working in the financial services industry. She joined Thesis in 2012, began working with the Group Compliance and Risk team in 2013, then joined the Tutman first line CGO team in 2016. She holds the IOC, Risk in Financial Services Certificate and the IIA Certificate in Internal Audit & Business Risk, and is studying towards the Diploma in Investment Compliance and the Investment Advice Diploma.
John Billington - Compliance Manager
John has over 32 years financial services experience, the last 17 of which have primarily been in Compliance and Financial Crime related roles. Prior to joining Thesis, John spent the previous 5 years at Pershing (a BNY Mellon company) where he concentrated on Compliance and monitoring reviews, and prior to this, 2.5 years at Close Investments Limited in both Compliance, Risk and Business Oversight roles.
Bethan Hughes - Compliance Governance Oversight Senior Analyst
Bethan joined the Thesis Group in 2015 bringing with her almost five years financial services experience specialising in client due diligence and anti-money laundering. Bethan is currently studying towards the final paper of the Investment Operations Certificate.
Miranda Chapple - Legal Counsel
Miranda joined Thesis in 2013 and advises Tutman on third party agreements and fund documentation. Miranda trained at Lovell White Durrant (now Hogan Lovells), qualifying in 1995. She spent six months on secondment at 3i PLC, followed by five years’ experience as a corporate assistant. She then moved to the Corporate/Commercial department of Thomas Eggar LLP, where she became a partner in 2004.
Joanna Rawnsley - Legal Assistant
Joanna provides support to the Legal function for the Thesis group. She manages the Legal Helpdesk, liaises with external lawyers and depositaries, assists with amending legal documents, administers projects dealing with regulatory changes and maintains legal records.