Nigel Daisy - Head of Compliance and Risk
Nigel has worked in Financial Services for over 30 years with the last 17 years in a compliance management role for a range of financial services firms, including Asset Management, Product Providers and Independent Financial Advisers. Nigel joined Thesis in September 2013 and was appointed Group Compliance Officer in 2015 and MLRO in 2019.
Compliance and Governance Oversight Manager
Susie joined Thesis in 2012, began working with the Group Compliance and Risk team in 2013, then joined the Tutman first line CGO team in 2016. She holds the IOC, Risk in Financial Services Certificate and the IIA Certificate in Internal Audit & Business Risk, and is studying towards the Diploma in Investment Compliance and the Investment Advice Diploma.
Compliance & Governance Oversight Senior Analyst
Bethan joined the Thesis Group in 2015 bringing with her almost five years financial services experience specialising in client due diligence and anti-money laundering. Bethan is currently studying towards the final paper of the Investment Operations Certificate.
Miranda Chapple - Legal Counsel
Miranda joined Thesis in 2013 and advises Tutman on third party agreements and fund documentation. Miranda trained at Lovell White Durrant (now Hogan Lovells), qualifying in 1995. She spent six months on secondment at 3i PLC, followed by five years’ experience as a corporate assistant. She then moved to the Corporate/Commercial department of Thomas Eggar LLP, where she became a partner in 2004.
Joanna Rawnsley - Legal Assistant
Joanna provides support to the Legal function for the Thesis group. She manages the Legal Helpdesk, liaises with external lawyers and depositaries, assists with amending legal documents, administers projects dealing with regulatory changes and maintains legal records.
Robin James - Compliance & Governance Oversight Analyst
Robin is an Associate of the CISI who joined the CGO team in the summer of 2020. He currently holds the CISI Certificate in Global Financial Compliance, and is studying towards the Investment Operations Certificate and Diploma in Investment Compliance.