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Stephen Mugford - Finance Director
Stephen is a qualified chartered accountant with over 25 years’ experience and is responsible both for the Group Finance function and for the control of client assets, where he is the SMF responsible for client assets. Stephen graduated from Cambridge University in 1988 and then trained with Touche Ross, qualifying in 1991.
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Sharon Lee - Associate Director, Head of CASS and Transfer Agency Oversight and CASS Assurance
Sharon has over 36 years of Operational Management Experience in Financial Services with over 15 years in Senior Management CASS Oversight roles. She is an Associate Member of the Chartered Institute for Securities and Investment and holds the Investment Operations Certificate. Sharon joined Thesis/Tutman in 2017 to head up CASS and Transfer Agency Oversight and is certified For CASS Oversight by the FCA. She also maintains Third party and Banking and Custody relationship Management for the group.
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Laura Humphrey - Assistant CASS Manager
Laura has worked for Thesis since 2012 moving in to the CASS team in 2014. Her current role covers both Thesis and Tutman entities and is responsible for ensure all CASS key controls are completed on a daily basis. Laura offers technical CASS review of these entities including the oversight of third parties. Laura holds the level 3 Investment Operations Certificate
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Natalie Carpenter - Senior CASS Assurance Administrator
Natalie joined Thesis in 2013 as part of the Reconciliations team. The team developed into the CASS team, to incorporate review of the CASS regulations in 2014. In 2016 Natalie came into the current position of Senior CASS Administrator. A key contact for CASS enquiries and person of excellence.